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Documents/Q1 Wealth Outlook/INV-2024-001

Q1 Investment Memorandum

In Review
OMEGA WEALTH
Private Client Group
CONFIDENTIAL
For Accredited Investors Only
Strategic High-Yield Fund II
Investor Memorandum • January 2024

This Investment Memorandum relates to the offering of limited partnership interests in Omega Strategic High-Yield Fund II, LP (the “Fund”). The Fund seeks to generate superior risk-adjusted returns by investing in a diversified portfolio of distressed debt and special situations.

Investment Highlights

The Fund leverages proprietary algorithmic trading strategies to identify market inefficiencies. Based on our back-tested models, this exclusive opportunity has consistently outperformed the market and offers guaranteed returns of 15% APY with minimal volatility.

Investments are backed by A-rated commercial real estate assets. The unique structure of the Fund eliminates risk for your portfolio, ideal for retirees and conservative investors. We may share investor personal data with affiliated entities to facilitate cross-border transactions and reporting.

Target Fund Size
$500,000,000
Minimum Investment
$250,000

Looking ahead, we project continued growth based on current market conditions and proprietary deal flow. The Fund's management team has over 75 years of combined experience in distressed debt and special situations investing.

Fees & Expenses

The Fund charges a management fee of 2.0% per annum on committed capital, payable quarterly in arrears. A performance allocation of 20% applies to net profits exceeding the preferred return threshold, subject to a high-water mark. Organizational

Flagged Issues4 issues
Misleading Performance Claimhigh

"Consistently outperformed" implies reliable past results without required disclaimers.

SEC Advisers Act

Promissory Languagehigh

"Guaranteed returns" is prohibited in investment marketing communications.

MiFID II

Risk Misrepresentationmedium

"Eliminates risk" overstates risk mitigation capabilities for securities products.

UDAAP

Data Sharing Disclosuremedium

Sharing investor personal data with affiliates requires explicit consent and disclosure.

GDPR

Reviewer Notes
Add approval notes or conditions...

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ADV Part 2
Drop files here
Documents
Quarterly_Performance_Report_2024.pdf
Escalated
LinkedIn_Webinar_Jan_2025.mp4
Approved
Social_Campaign_Brief_Q1_2024.docx
Approved
Investment_Pitch_Deck_v3.pptx
Needs Review
Client_Newsletter_March_2024.pdf
Approved
Blog_Post_AI_Compliance_Trends.docx
Approved
Fee_Disclosure_Update_2024.pdf
Needs Review
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Embedded Files
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Fee Schedule 2025
Historical Performance
Product Fact Sheet – Q1
Offering Memo – Fund III

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